collected snippets of immediate importance...


Sunday, May 22, 2011

the costs and benefits of British imperialism 1846-1914, patrick o'brien

(163-164): here not concerned with industrial take-off (that was the earlier article); instead, concerned with costs/benefits to British people, between 1846 and 1914

(164): in the spirit of the classical critics of Empire (Smith, Hobson, etc.)

(165): four topics of central concern, in the debate in the 19th and early 20th centuries
  1. emigration of labour overseas
  2. investing money overseas; did it help capital formation at home?
  3. political infrastructure helped trade and commerce?
  4. kingdom's security?
(166-170): TRADE
  • (166): this period was one in which economy was increasingly internationalized; Britain produced only half of foodstuffs domestically; 90% of non-coal raw materials came from abroad
  • (167): BUT--only 1/4 of imports came from Empire (more food than raw materials, and more from dominions than from India and other countries; moreover, plausibly obtainable from other countries [hmm]); only 1/4 to 1/3 of exports went to Empire--significant, but not overwhelming.
  • (167-168): if political ties severed, calculated costs from trade losses are in the range of 3-5 % of GDP [i.e., if dominions and dependent countries were allowed to pursue independent policy, etc.]
  • (169): applies c-factual logic to India; Kennedy dissents, of course
  • (170): Hobsbawm arg that imperial mkts allowed Britain to postpone adjustments
(170-175): MIGRATION OF CAPITAL AND LABOUR

  • (170-173): lots of problem w/ data used
  • (173): BUT--only 1/4 of investible funds flowed into Empire (about 20% private, 30% government). of those that did, most into the 'white dominions' (about 65%) (see tables 1 and 2)
  • (174): concludes that 'little capital exported' [not exactly little, but OK]
  • (174-175): 2/3 of people leaving UK went outside empire [doesn't really draw out questions of this fact's implications; but this does, also, take us beyond the question as rightly narrowly posed]
(175-186): RETURNS ON INVESTMENT IN EMPIRE

  • (175-177): Marxist arg. was that they were staving off diminishing returns (export of capital, etc.), but no clear support for this in data available (1.58% gap, but not widening, not too significant)
  • (177-179): big data problems, re: random/representative profit data
  • (180): from different data set, also no support for hypothesis that investments in empire were consistently more profitable than domestic investments.
  • (180-181): suggestion that there was a dynamic whereby rational investors were 'gulled' into investing abroad, b/c of sense of security, etc.
  • (183-185): hinting at argument that this investment was dysfunctional--a kind of 'drain' that depressed domestic levels of investment (i.e., part of the radical critique of the times: (1) depressed savings; (2) forestalled dev of mass consumer mkt; (3) small firms crowded out)
  • (185): legacy of 'institutional sclerosis', hampering innovation and ability to compete during 'second industrial revolution'
(186-): IMPERIAL BUDGETS AND STRATEGIC NECESSITIES
  • (186): for contemporaries, question was more difficult to establish than it is for us
  • (187-188): serious tax burden borne by British taxpayers (37% of gov't revenue), and subsidy to dominions (not India, though)
  • (189): dominions were able to spend more lavishly on public development, etc.
  • (189): c-factual, british taxes might have been lowered by 40%[!]
  • (191-193): imp. of British naval hegemony to commerce? suggestion that no, commerce could have flourished w/ restricted role [Kennedy challenges him, here]
  • (194): Brits bearing 2-3 times the costs faced by other citizens
  • (195, 200): of course, even as tax system was becoming more progressive, the burden was born by the non-elite; the elite benefited from much of the Empire [points at the larger argument, of course]
(196): sum of the historical critique
  1. costly to taxpayers
  2. didn't ensure higher rates of return on investments abroad
  3. not productive destination for capital (same as 2) or labour
  4. not fundamental to ensuring access to markets/supplies of food/rawmaterials
(198): 80% of casualties and 88% of expenses in WWI incurred by UK and domestic taxpayers

(199): only King Leopold offered supernormal profits!

DEBATE

Kennedy Reply

(187): disputing the 'leaving India' counterfactual--the non-existence of the Raj would have meant an end to exports/imports

(187-188): disputing the 'end to the imperial Navy' counterfactual

(188-189): O'Brien's claim that they could have focused on German militarism misunderstands how burdensome this kind of a policy might have been

(189-191): disputing O'Brien's calculations that British taxpayers bore unequal burdens: b/c of higher standard of living, not true

(192): concluding that Cobdenite criticism becomes more compelling by the 1950s if not the 30s, but less in Empire's heyday

O'Brien Reply

(192-193): Kennedy's position that India would cease to export/import is mistaken; is an apology for British rule [hmm]

(196): re-asserting the case for greater fiscal burdens, in GB [O'Brien does seem to win on this point]






Saturday, May 21, 2011

european economic development: the contribution of the periphery, o'brien (1982)

(2): not, here, discussing the impact on peripheral countries of trade; here the concern is with contribution of core to W. European development. covering period 1400-1750

(3): thesis--commerce proceeded on small scale, was not uniquely profitable, and not decisive. in sum, commerce between W. Europe and periphery forms insignificant part of explanation for accelerated rate of economic growth.

(4): as % of trade, by end of 1700s some 20% of exports and 25% of imports (but this is biased, since uptick in trade with periphery only occured in 1650

(4): as % of GNP, trade with periphery only about 1% (late 1700s).

(5): of course, these are insufficient--we want some sense of how the gains for trade were re-invested, and what impact that had. using Bairoch's data for 1800, contribution of profits from trade is 1% of GDP, or roughly 10% of total investment. so not very significant.

(5-7): but did it have a more conjunctural impact? looking at 1760-1850, only provided about 15% of gross investment expenditures undertaken in Britain. moreover, capital formation was only one of many factors--technical progress, organizational efficiency were just as important.

(8): in trade, after 1650 prices were forced down significantly (once trade in tropical products ceased to be domain of the very rich), and profits could not have been supernormal. very competitive.

(9): after supernormal profits for Portugese in its early days, by the late 1600s slave trade was no longer supernormal profits [i.e., so this would matter out of proportion to its size. but it didn't]

(9): running the c-factual through, w/o slave trade--not much difference

(10): imp--did the commercial trade free up resources for industrial specialization? no, it can't matter out of proportion to its size.

(10-11): some stimulus to shipbuilding, some to commerce. but larger story holds

(11): maize and potato were important (Americas crops), but their contribution to caloric counts came later, after industrial take-off

(11-12): textiles--seem important, here, and linked crucially to international trade. but amount to some 7% of economy [and O'Brien is opposed to a leading sector view of industrialization more generally, so] counterfacutal w/o textiles/Lancashire, all still well

(13): bullion only adds about 25% to money supply. plus you had some incipient moves to paper money and credit, already.

(13): it wasn't the only path out of the money constraint.

(14): bullion helped in the trade deficit with Asia. but (a) services were involved; (b) trade was still small.

(14): helped in the Baltic trade. but here only about 1/3 was bullion.

(15): the price levels argument has many holes. mechanism is supposed to be that inflation creates space for investment, because wages are sticky. but many reasons that this story wouldn't work out, this way.

(16): setting all the smallness of the numbers aside, note also that they were at their peak only in the late 1700s, when Britain's advantage was already underway, before the 1800s.

(17): moreover, Britain was exceptionally involved. so if the argument doesn't work, in Britain's case, it certainly doesn't apply to the other cases.

(18): nice Braudel quote--to paraphrase the world of the trading posts in the Mediterranean was the sexy world to which everyone gives attention, but 'superstructural.' the real action was in the world of peasants/tenant farmers/landowners, and the patterns there determined "destiny of the age."

Thursday, May 12, 2011

JPS October 1974, Vol 2 No 1

Comparative Development of the European Manorial System and the Latin America Hacienda System, Cristobal Kay

(69): manorial (100s-1700s, W. Europe) and hacienda (late 1600s to pre-LR period, in LA) consist of two classes--landlords and peasants--with corresponding economies. three tenures: demesne, peasant tenures, and communal land.

(70): in Europe, (1) Grundherrschaft--where landlord leased out all of estate to peasants, who paid rents; and (2) Gutscherrschaft, where demesne was predominant agricultural enterprise, drawing on servile labour. former predominant in West, latter in East. they rarely coexisted for sustained periods of time.

(71): Kay telling classic story about urban economic development acting as solvent

(71): citing classical story of bourgeois revolutions--peasantry, emerging proletariat helped overthrow the feudal structure (as early as 1381!)

(71): during classic period of feudalism, corvees were about two to three days a week (in Fr and Eng, demense was about 1/4-1/5 of the land)

(71-72): this was preceded, interestingly, by a in-kind/money rent period. so you go from Grund to Gut back to Grund

(72): partly this was forced by conditions of labour scarcity, etc. in W. Europe. though in E. Europe this was not obstacle, due to political power of lords.

(72): a transitory second serfdom in England?

(72-73): crisis of demesne farming in 1500s, due to unprofitability of the demesne, and impact of monetary devaluation

(73): in England, peasant economy eventually failed, though, because expropriations also began at this time. the enclosure movement. thus began capitalist agriculture, with a lord, a capitalist farmer, and wage labourers.

(74): in France and SW Germany, dissolution of Grunderschrafft proceeded through expropriation of the landlords

(74, see also 87): in 1850-1900 period, ending of feudalism in East was mitigated by redemption payments, etc. so small peasantry rarely ended up with the land. instead, it was the junker-type class that benefited.

(75): 'Second Serfdom' dated to 1400 and 1500s, in East. in West, 'peasantry continued road to freedom'

(75-76): interesting stuff about in-kind and money rents

(76): landlords leasing out parts of demense when productivity in peasant economy was greater than in their own

(76): imp--export of cereals from E. to W beginning in 1400s, and this was impetus behind 'second serfdom.' this was because demesne production ensured greater control over cereal production, given background condition of cheap serf labour, also (adding that this was also enabled by lack of bourgeoisie, etc.) [hmm]

(77): imp--distinction between market as internal in West (classical picture of dissolution), and external in East (so classical story is able to be retained)

(77): int--'Second Serfdom', as market-induced dependent export-oriented production, as one of the first cases of 'historical underdevelopment'

(78): gentry (who used wage-labour) vs. Junkers (who intensified labour rents on demense). as consequence, clash with bourgeoisie in latter but not in former (citing Engels, B. Moore, etc.)

(78): in England farmer and landlord are different persons; in Prussia landlord and farmer are unified as Junker (who thereby appropriates profit and rent)

(78-79): in LA, encomienda kind of like Grunderschrafft--but didn't entail property rights

(79): encomonderos would impose tribute (either kind, money, or labour--discussion of this here) on 'pueblos de indios'; if labour, it would be used on an 'estancia'

(80): imp--out of these institutions the hacienda soon emerged, though: (1) in places with more developed form of indigenous organization (Peru, Bolivia, Ecuador, Mexico, Guatemala) this took centuries to develop, b/c of resistance; (2) in more underpopulated and 'primitive' areas (Chile, Argentina, Uruguay, Brazil) process was quicker

(80): orthodox argument that LAmerican colonies were 'of great importance to European development' [here for Spain and Portugal!]

(80): moreover, as result of colonialism, 'town-country' conflict never developed [more classical story]

(80): timeline--encomienda system declining from 1650-1800 (after mining rush was over, much less profitable). in 1700-1800s, landlord-tenant relations were developing. main method of recruiting labour services of Indians was by expropriating them from communal lands (depriving them of access to means of subsistence)

(81, though see 83): imp--like the European story, where export market was weaker, Grunderschrafft-type relations were dominant. but hacienda enterprises expanded where export market did exist. though peasants in LA were not 'serfs', artificially created 'overpopulation' (due to expropriation) allowed extraction of rents

(82): development of a 'latifundia-minifundia complex'

(83-84): following Dobb, two types of proletarianization
  1. through evictions, landlord-led
  2. intra-peasant exploitation, rich peasant-led
(84): (also?) external proletarianization (in peasant proprietor context) and internal proletarianization (in hacienda context)

(85): in LA, basically no kulakization in pre-Land Reform period. peasant differentiation was minimal; no ec/political opportunities to develop. proletarianization benefited only landlords/capitalists

(85): great similarities, in this regard, between LA and E. European countries (Russia a case apart)

(87-88): in sum--some movement toward liberation of peasantry in Bolivian rev, and Mexican rev. but by and large b/c of absence of rural yeomanry and 'revolutionary bourgeoisie' in LA, only the w-class can bring structural change...

Peasant Movements: Lessons of the Present Stage of the Class Struggle in Piura

(102): not the legal road, but the campesino road!

(102): nice--using bourgeois democracy (military training) against it [the Stalinists have something right!]--to prepare land seizure.

Book Reviews

(122): not clear that rising of 1381 motivated by declining standards of living

JPS January 1975, Vol 2 No 2


The Peasantry and the English Revolution, Brian Manning

(133): don't normally talk about peasantry in ER discussions, which is surprising

(133): the scene--from about 1530 to 1620, std. of living for peasantry was rising (though mainly bigger farmers and mid framers benefiting). smaller farmers doing less well, especially when had to buy grain on mkt (this was time of rising rel prices in ag)

(134-138): imp, initially landlords were being 'fleeced' by fixed rents at time of rising prices; this threatened to undermine their economic power, and through this, their political power. BUT, by early decades of 1600s, landlord counterattack, through the crown and institution of the law (interpreting tenants as tenants-at-will, etc.--getting rid of copyholds and replacing them with leaseholds and competitive rents) [lots of details here]. in sum, "a reversal of expectations in 1620s and 1630s," for the middle and upper strata of peasantry. overpopulation was putting pressure on std of living, also. and also, soon, a series of bad harvests were to hit, impoverishing lower peasants/landless, etc.

(140): clash btw landlords and lower strata of peasants over the common lands was central agrarian issue of the English Revolution (cf. Dobb)

(140, 144): Charles I breaking up common forests, by excluding them from Forest Law, and coastal saltmarshes, wastes of manors, etc. "a great and bitter conflict."

(144): imp--all this was eroding the authority of landlords, courts, the King, etc.

(148): all this was the grounds for peasant support for constitutionalists

(148): though Manning also telling classic account of ER -- some supporrt amongst gentry/nobility, but largely in 'towns'. king's support more amongst gentry than towns [maybe hedging of language reflects something]

(149): lack of support of peasantry "probably explains the defeat of the royalists in the civil war" (even though peasantry was not actively supporting other side, this was more a 'lack of enthusiasm')

(154): imp, shortcomings of peasant resistance--no 'general revolt' of the peasantry against a system (this was why revolution didn't go any further than it did). three reasons they weren't revolutionaries: (1) localized grievances; (2) differentiation of peasantry was a source of disunity; (3) bulk of peasantry accepted manorial system, as it offered a measure of protection to smaller peasants against large. struggle against enclosure of common lands was in this sense a 'reactionary' one

Marx on Peasants, Michael Duggett

(160): Marx not 'against' entirely--more a posture of 'ambivalence' [not a terribly strong argument], thanks partly to new textual evidence

(165): Germanic vs. Orient [Asiatic?] vs. Warrior-city -- as three pre-capitalist forms evolving out of primitive stage

(168): by 1750 (citing Marx, here) the tripartite structure of capitalist agricultural life in England had congealed

(168): Marx's account of PAcc has a forces of production-bent. the needs of accumulation, etc.

(169): key--the FR had not expropriated the peasantry, of course (unlike processes already completed in England), but had expropriated the rural upper classes, creating a social structure where 'peasantry's weight was decisive'

(170): the 'barbarism within civilization' quote comes in the context of the writings on Bonaparte. he anticipated, though, a loss of faith on their part, etc. and, possibly, as a result they would play the role of 'chorus' in the proletarian revolution to come (though then this passage was ommitted from a later version)

(171-172): suggestion re: peasant revolts and 'isolation' -- individual self-sufficiency reduces amount of community (here sack of potatoes quote relevant). argument here is that Marx's views are unclear, even unhelpful

(173): good to remember--his vision of the peasantry in 1871 is different--they are kept unaware by bourgeoisie, else they would join the ranks (though there was no answer to the question of what a revolutionary government would do about them)

(173, 175): exactly--the trouble for socialists was that defending peasants from encroachment of capitalism would require, if successful, the socialist government to carry out the historic tasks of proletarianization. Marx doesn't discuss this explicitly, but it's in his writings on Russia: the possibility of bypassing the 'pitiless laws of capitalism'

(176): rightly being noted that Marx is a bit unfair to his own argument, when writing to Vera. Capital does have some implications for Russia.

(176-177): ambivalence (in short, suggestion is that he doesn't really come down on the side of either the Narodniks or the side of Lenin)--on the one hand suggestion that commune can be starting point for socialism; on the other hand supposition is NOT that peasants can do this themselves

Peasant Leadership and the Pugachev Revolt, Philip Longworth

(183): Pugachev Revolt (1773-1775, involving up to 2 million people) as consequence of both long-term factors (enserfment, etc.) and short-term factors (conscription/taxation owing to Russo-Turkish war 1769-1774)

(183-184): the leaders--Cossacks carried some privileges vs. peasants (no taxation), but had much more onerous military obligations. the Yaik Cossacks (around Ural river) had not yet reached 'agricultural stage). they did all retain some links to the peasantry, however. there was also internal oligarchization, at this stage, that grated rank and file.

(184): the led--peasantry, comprising of several overlapping groups.

(185): useful-- problem of no inter-village organization, despite intra-village communal forms. problem was to gather the 'scattered sacks', not to put potatoes in a sack [nicely put]. problem demonstrated by how often resistance erupted before, without becoming a movement

(187): it was for this reason that leadership was going to be critical. but how?

(187): Pugachev didn't appeal to Rights of Man or anything of this sort, but pretended to be the rightful Tsar of Russia. exploited a powerful social myth of 'the just Tsar' (and there were many precusors to this, too). pretended to speak german, etc., even though he was illiterate

(191-192): Pugachev was surprisingly effective at creating an organization to administer the rebellion--a 'College of War', a Great Army on Cossack lines, etc.

(193): "...there is sufficient evidence to suggest that the rebels' organization was consistent with the general hypothesis that the organization of a peasant movement tends to reflect the culture of the society in which it occurs." [hmm? by this he means 'existing organizational patterns'in society; authoritarian character of Russian State reflected in authoritarian nature of movement's central organization, etc. but also elements of direct democracy, from society also]

(193): "Peasant movements commonly rely on outside leadership." here, of course, the Cossacks

(196): based on analysis of 100 leaders, not social status, etc., but knowledge of the outside world which was most decisive

(198): unlike Hobsbawm's bandits, Pugachev was married with three children

(199-200): the probability of reprisals also built solidarity amongst the rebellion

(201): the movement had no ideology in the Marxist sense--but it would be wrong to say there was no shared belief (the 'just tsar', ideal life of historical Cossackdom)

concepts and terms: surplus

(221): if subsistence as consumption of primitive societies, then surplus non-existent till modern era; if subsistence as 'biological minimum', then surplus present 'always'

(221-222): also claim that surplus ought to be wedded to existence of exploiting class (existence of latter is adduced as evidence for former)

(222): Gough 1972 and Harrison 1973, re: unproductive labour

(223): for Marxists, 'subsistence' as always hisotrically and socially determined

book reviews

(241): in Sahlin's Stone Age Economics, suggestion that hunters and gatherers were affluent; reproduction in less time than modern wage labourer, b/c of low needs low level of productivity didn't matter [hmm].

(250): Adamson book on the regeneration of the plantation economy in Guiana, through deliberate acts of policy by planter-controlled legislature (post-emancipation--all happening in the second half of 1800s). reviewer suggestion, though, is that the peasant economy would have collapsed under the weight of its own backwardness, absent planter policy.

JPS April 1975, Vol 2 No 3

A Project for Research on the Peasant Revolution of our Time, Jerzy Tepicht

(258, see also 267): re: Russian Rev, suggestion that 'class-conscious workers' served as shock troops for oncoming tide of the peasantry, "which became principal beneficiary[!] and master of the subsequent destiny of the revolution" [hmm--see 260]. this is fruit of defining a revolution by its outcome, he argues (a 'peasant socialist revolution')

(258): obsession with employment/labour-intensive nature of industrialization reflects importance of peasantry, in post-rev. Russia

(264): labour saving industry in the interests of skilled, upper reaches of the workforce; labour-intensive in the interests of w-class [hmm, certainly not true]

(264): oh no, GLF as birth of a new kind of civilization...

(266): 'no question of reading Lenin or Marx, but when I read Stalin I feel at home' [!]

(266): Lenin as 'narodnik' towards peasantry (re: NEP, I think)

(267): Poland, Czechs, and Bulgarians all advised against collectivization a la USSR, by USSR.

(267): Trotskyists as mystics, for their faith in the working class

Peasants and Revolution: The Case of China, L. Bianco

(313-315): concerned to show that there was lots of agitation, independent of the Communists. that the peasants have agency, and were active (tax riots, protests against requisition of labour for infrastructure projects)

(315): the 'Nanking decade' (1927-1937), in which the land-tax burden was considerable

(317): at the same time, an 'overall submissiveness'. less class consciousness than intra-class rivalry, amongst tenants [hmm--then what's the point of this essay, exactly?]

(320): peasant uprisings not led by Communists displayed an overriding concern with local interests. and, again, intra-class competition was very pervasive. the task of the Communists was 'tremendous'

(321): stomach of bandit opened up, and all that's found is grass

(321): most of the actions were 'defensive in nature'

(322): in sum, "rural masses did not question the status quo, but only certain new developments which represented a blow to it..."

(323): what mobilized peasants was not any underlying deterioration in their condition, but rather the exceptional/accidental

(324): hmm, insurgent armies consisted more of bandits, secret society members, etc., than of peasants. Mao criticized for lack of faith in peasant masses.

(325): imp--"during this early period of the peasant revolution, Communist and other intellectual revolutionary leaders in central and south-central China quite often sought a shortcut to victory through the formation of armies consisting of elements mostly marginal to peasant society."

(325): admitting that much of this was out of necessity (reliance on 'elements declasses'), after the pogroms in the cities of 1927. surviving by any means necessary, since peasants were not willing

(325-326): these elements declasses were linked to the peasants (as former peasants, themselves)

(326): charge that the pre-1931 period was characterized by 'guerillaism'/Mao as warlord (though take this charge with a grain of salt, it's being suggested)

(327-328): ok--nonetheless, with the consolidation of rural bases, revolutionary leaders did get a chance to demonstrate the appeal of their rural policies; this is how they built their support base. (this, he's noting, shouldn't obscure the fact that the Communists entered the villagers' lives as 'leaders,' as elements 'from the outside')

(328-329): 'peasant masses' often wanted a land reform more radical than the soviet authorities. but, he's arguing, this did not mean they were 'ahead' of the party.

(330-331): in sum--China as a case of 'guided political action'. "peasant masses alone were not capable of seizing power in the countryside..." and also, though, a critique of the revolution: "the greatness of the achivevement cannot obscure the price which is still being paid... the post-1949 Chinese revolution has largely been a revolution from above."

Notes and Memoranda

On the Politics of Production: A comment on 'Peasants and Politics' by Eric Hobsbawm, Philip Corrigan

(341-342): Hobsbawm allows peasants only 'political ignorance'; the general peasant movement is a myth (except where inspired from outside)

(343, 345): Hobsbawm reifying urban/rural divide, rather than paying attention to actual social relations of production. with this comes an obsession with forces of production.

(345-346): advocating a 'relational' understanding of consciousness, as against FOP-centered

(346): Hobsbawm presents a reified, unified proletariat (and ignores their heterogeneity) when comparing them with the peasantry

(347): "peasants are profoundly political; as for professors..." [!] [of course, Corrigan continuously references the Maoists, but there's something healthy in all this, that aside]

Hobsbawm Reply

(349-351): most of Corrigan's claims miss mark, because they caricature my position [generally fair retort, I think]

Book Reviews Cycles, Trends, and Academics among the Peasantry of NW India, Frank Perlin

(360): charge that much of the dirty work hasn't been done in Indian historiography; too much generalization, w/o basis

(362-363): importance of way in which administrative apparatus (for taxation, etc.) structures rural life (neglected in book being reviewed)

(365): interesting stuff on peasant demography--citing Mamdani, poorer families have constraints on their zies; large family may be the product of wealth

The Pattern of the Chinese Past, Mark Elvin

(379): manorial system during Sungy dynasty in China, with some critical differences

(380): going into decline by 1700s

(380): China's population doubled in 1700s--rising living standards, etc.

(380-382): reviewer, using classic account of development of capitalism, critiquing Elvin for not centering his account of non-development of capitalism in China on absence of bourgeoisie. Elvin's own answer has a Brenner-esque feel, suggesting that rational strategies discouraged technical change

JPS April 1975, Vol 2 No 3

Chayanov and the Economics of the Russian Peasantry, Mark Harrison

(390): neopopulist emphasis on viability of peasant agriculture, and its ability to survive under any circumstances; no necessary tendencies to differentiation; village homogeneity; cooperative organization was path forward, conserving family small-holding

(391): assessments of Chayanov have been insufficiently critical; his work partakes of a holistic tradition of thoughts, and can't be cherry-picked for interesting points

(392): 1870s as starting point for study of Russian peasantry

(392): Chayanovian thought started from two problems:
  1. peasants didn't seem to maximize net return per day nor surplus per year
  2. farm organization as derived from the social unit (rather than from exogenous forces)
(393): saw basic pecularity of peasant economy as absence of labour market (i.e., prevalence of unpaid family labour)

(395): 'subsistence requirement must be achieved at any cost,' for peasantry [in early models?] [a lot of detail here, which bears re-reading--the idea basically seems to be that income above and beyond subsistence is not really valued by them , which is why bourgeois accounting can't really make sense of peasant rationality]

(398-401): problem of inequality--Chayanov's non-Marxist explanation was largely demographic; the "purely peasant processes of a homogenoues family-based economy" [the same data, for the Leninists, became evidence of capitalist differentiation of the peasantry]

(401-402): greatest strain when there are kids, but no extra hands to work. so families search for extra capital/land. BUT, this doesn't match the data, nor well-explained, it's being charged [fairly]

(407): unsophisticated understanding of 'backwardness,' where backwardness is unrelated to present development.

(408): crucial point of difference, again, is that Chayanovian understanding accorded labor mkt negligible importance in peasant economy, whereas Marxists saw it as important, and growing. for Marxists, peasant economy was breaking up; for Chayanovians, it was stable.

(412-413): Chayanov's suggestion that peasants were 'voluntarily unemployed' was, Marxists argued, an ideological cover for famine/scarcity

(413): the suggestion, remember, was that peasants actually achieved subsistence requirements--and that, as a result, "no need to nationalize, socialize, municipalize or collectivize it. everything was already for the best."

Agrarian Reform and the Transition to Socialism in Chile, 1970-1973, Cristobal Kay

(418-419): latifundia system--2% of farm proprietors owning 55% of the land, generating extraordinary inefficiencies. though labour productivity higher on latifundia than minifundia (and, of course, land productivity higher on the latter)

(419): context, then, was declining per capita food production

(419): beneficiaries of LR were not minifundistas--but those that worked on the latifundia (inquilinos)

(420-421): details of Frei reform, 1967 -- limited in its scope (about 20% of total irrigated land, 1/3 latifundistas not touched, 6% of rural workers benefited). intention was to produce a petty bourgeoisie, acting as a "buffer for the social tensions resulting from the conflicts between the rural bourgeoisie and the agrarian proletariat."

(421): expansion of unions in Frei period

(422): on balance, improvement for capitalists and richer peasants, but did little for poorer strata

(422): UP class analysis saw latifundistas as main enemy -- main aim was to expropriate them, while politically neutralizing the middle-elements (by placating them)

(423): part of transition to socialism, but not socialist themselves (nationalizing banks, creating cooperatives, etc.--this had happened in Mexico, Bolivia and Peru)

(424): union expansion under CD was of a piece with their strategy--trade unionist demands, and alleigance to CD, concentrated in middle sectors. but UP escalated in 1970-1973, unionizing rural proletariat, etc.

(424): UP unwilling to use repressive apparatus against the wave of 'tomas' that took place, after they took power

(425): problem for UP was that many tomas took place not on latifundios, but below the 80 HRB barrier that the UP gov't had set for expropriation

(425): UP-allied elements led some tomas, but very late in the game

(426, 427): creation of 'peasant councils'--not, though, as expression of independent peasant power, but as a medium for communication between UP and peasant movement. came to be dominated by CD organizations.

(427-428): about half of rural workers were proletarian nature (only 5% were the asentados); over-representation of the latter in the peasant councils (a MIR demand was to reorganize these 'por la base')

(429): key issue--peasant councils were never given power by gov't

(431-432): in reformed units (cooperatives), clash between collective tasks and the peasant economy; basic lack of incentives for peasants to work for collective

(432): didn't expropriate machinery and livestock along with land, which led to difficulties on land that came into gov't's posession

(433-434): collapse in production in 1973, partly due to failings of reform, partly due to lorry owner's strike, etc.

(434): before LR process began, proletarianization was already underway in Chile: inquilino and sharecropper had lost means of production; demesne production with wage labour was taking place of peasant production and/or tenant labour.

(435): in short--spread of peasant economy within reformed sector spread a petty-bourgeois consciousness that undercut revolution (asentamientos were ideologically aligned to c-revolution, etc.)

(436): UP should have encouraged tomas, as this was the only way to curb petty bourgeois tendencies

(436): also, LR doubled the size of the medium rural bourgeoisie (betwen 40 and 80 HRB), and their alleigances were clear, as things heated up

(437): acknowledging successes, but focusing on limitations [quite right]

(437-438): nice sum of shortcomings

(439): (some of the) recommendations [verging on voluntarism, but ok--brief nod to 'objective limitations']
  1. expropriate medium bourgeoisie also
  2. more collective reofmred sector
  3. peasant councils actually expressions of peasant power
(440): imp--much of the problem was that intensifying the class struggle would have forfeited support of middle-classes, without whom electoral road to socialism was unviable.

Agriculture and the State... The Case of Turkey, Faruk Birtek and Caglar Keyder

(446-447): looking at State-peasant relations, 1923-1950

(447): 1923, 80% of LF in agriculture

(448): appropriation of rural surplus is obvious site of conflict (taxes, regulation, availability of inputs); peasant will decide how much surplus to bring to mkt on basis of incentives (i.e., prices). thus, internal terms of trade are crucial

(449): 'middle farmer' as crux of support for RPP (Republican party); alienation of middle farmer behind downfall of regime, in 1950

(449): middle farmer particularly prone to crisis, since he's specialized but also making small profits.

(451): agricultural export drive, in first years, and marketization of peasantry

(451): this meant GDepression had big impact

(452): after GD, protectionist policies implemented, due to disenchantment with liberal policies

(452-453, sum on 454-455): imp--and Gov't making concereted effort to court middle farmers; couldn't guarantee the dominant position needed, re: industrialization, in relation to the large farmers, for whom closing of economy had detrimental effects (early 30s on)

(455): surplus for ISI had to come from agriculture, given dearth of foreign capital--through taxation, and manipulation of terms of trade. but the whole situation only started to become detrimental to farmers by mid-1930s; in the early 30s, there had been a period of support pricing in order to generate a food surplus

(457): basic story is that both were benefiting in this period

(459): imp--alliance begin to fall apart beginning of WWII; gov't had created a political force that it couldn't disengage from. pressure because of military mobilization (this strengthened capital-intensive large farmers viz-a-viz middle farmers), support prices low with manufacturing prices high, new taxes

(460-461): LR in 1946, fairly moderate except for a 'clause 17', which stipulated land to the tiller. died in committee, after opposition from landlords, etc. this opposition would dominate state from 1950-1960, to be removed by military coup.

(461): the alternative path would have been to forge an alliance with poor peasants. clause 17 hinted at this, but there was no real chance of this happening due to politics of party

[interesting, as a case study of battles over investment funds for industry in an underdeveloped setting--think Preobrazhensky]

Stability and Change 1300-1700, Cicely Howell

(468): question is how you get from medieval peasant economy to commercially-based small-holders; from 12-24 acre subsistence holding, to 60-100 acre capitalist farmers

(469-470): both have been called 'peasants,' but they are actually worlds apart

(470): picture of medieval village, between 1066 and 1400

(470-471): size of holdings dependent on soil, pop density, and--this is his contribution, as he sees it--inheritance custom

(471): suggestion, though, that monogeniture itself comes after equal shares in land has put too much pressure on person/land ratios. but with this comes underemployment, of course. can't throw family in streets.

(471-473): what was needed was cash surpluses, in order to set the sons free [uh-oh, this is going to be the mechanism!?!]. opening presented itself in 1348-1391, amidst the plagues; threw large tracts of land onto the market. basically: larger farmers emerge who, when population pressures are again felt, have made enough money to be able to give extra sons cash, rather than land. [hmm]





Monday, May 9, 2011

rational choice marxism, eds terrell carver and paul thomas

introduction

(2): AM distinguished by critique of methodological distinctiveness of Marxism

(2): RCM as subset of AM

(6): Elster statement of MI -- all social phenomena are explicable in terms that only involve individual subjects

what is analytical marxism, EOW

(15): critical, a realist view of science--an attempt to identify mechanisms. our observations are shaped by the fact of observation, of course; this is why we are not naive empiricists. but neither are we anti-realists, who think that the world is wholly constituted by our categories of thought.

(20): Prezeworski critique of SD -- not getting an electoral majority, if sticks to principles; getting an electoral majority, only if it forfeits its principles

RCM: is the game worth the candle, EMW

(82): RCM as a response to Althusserian structuralism--methodological individualism an attempt to bring back the individual, amidst anti-humanism of Althusser

(83): exploitation as defined by a resource re-allocation game

(84): this, fundamentally, is a 'distributional theory of exploitation'

(85, 92): key--EMW arguing that even discarding the LTV, you can have an account of exploitation that is rooted in surplus labour appropriation. the measure of the surplus being appropriated doesn't matter; it's just the fact that their is a relationship between producers and appropriators generated under given historical conditions.

(86): imp--for the 'game' to make sense, at all, Roemer has to 'secrete in' structure by way of the starting points (resources, endowments, etc. can only be distributed according to some understanding of structure)

(87): imp--moreover, compulsions can't be derived simply from optimizing strategies of agents--there are imperatives unique to specific historical conditions (i.e., Brenner's 'rules of reproduction')

(98): 'class formation' for RCM is ahistorical--not the processes that produce class relations, but just the way in which classes become collective actors in class struggles

(99-100): key, why is class fundamental? not b/c other forms of conflict don't exist, but because class concerns access to the conditiosn of existence--it implicates the very basis of existence on which all other struggles unfold.

(109): Rational Choice, for EMW, rightly means something historical specific (again, here 'rules of reproduction' is the example)

(111): fundamentally, the 'functionalism' of Cohen's account depends on a 'transhistorical' conception of rationality that belies Brenner's insights. this is why it can't be salvaged (but this is not what the RCM people tweak, in it)

(125): Elster cedes to a crude Benthamite utilitarianism--'guilt'/'shame' become utility fines, etc.

(128): socialism becomes motivated in terms of the ideals of capitalist society--an improvement on what capitalism already offers [this is less important, though interesting]

(130): interesting--the trajectory of the RCM'ers has parallels to the trajectory of Althusserians.

(131): RCM as an odd mix of voluntarism (individuals choose their social relations) and determinism (individuals are given resources, and optimizing on the basis of those endowments leaves very few options)

(132): it can only claim explanatory power to the extent that it 'secretes in' the insights of other accounts of history. otherwise lost to contingency.


Friday, May 6, 2011

sam farber, road not taken

what happened in cuba is not just the outcome of backwardness. there were choices not made

political revolution, in which social revolutionary element deeply subdued-- more so than bolivia or mexico, actually

best example of this is the agrarian reform legislation, passed in may 1959. no attempt to forge a political platform and then pass the legislation; instead, to use prestige to present fait accompli

for two reasons:

1. maintain control over the mvmt
2. delay the opposition--not revealing a radical program to the US, etc. that has the price, of course, of building your base. you're building followers, not subject

why was it possible to push in a radical fashion?

one, the army had totally collapsed. even the revolutionary leadership were taken aback by this vaccum (this is important in mexico and bolivia)

two, the traditional political parties, including the opposition, were completely discredited.

three, the institutions of civil society that had strongly supported castro's movement were very weak (or had basically dissolved themselves). the MRC in urban area dissolved itself in Feb 1959, into the 26 July movement.

the choice that was eventually made--rather than building a rank and file organization--was a model 'from above'. there was an admittedly underdeveloped thrust towards something like this, that represents the road not taken

the late summer of 1959 that the decision to ally with the USSR and old Communists at home.

by 60s, the independent organizations of the black population, of the women's organizations, of the trade unions--all shut down. the unions especially had displayed tremendous effervescence--and elections were won by the July2 26 movement. but at the Congress post-Revolution, Castro intervened to give the Communists a stronger position than they otherwise had.

in short, Castro intervening in steps. creeping authoritarianism.

big question is why things developed in this way?

1. answer of Cuban right (S. Florida), and some liberals--revolution was a conspiracy. there was already a pact with the Old Communists, to take Cuba in a Soviet direction.

2. liberal and some Left view--the development of Cuba in a Soviet direction was a response to US foreign policy. it's true, of course, that the US went out to smash Cuba, once they figured out what was going on.

one of the implications of this position, of course, is that Cuban leaders were 'blank slates'--all they're doing is reacting to US policy. they had no autonomy

3. Farber position--in fact there were ideological wings in this movement. in the revolutionary movement that overthrew Batista, there were other political wings. a liberal wing--of the sort that took over in Bolivia and stunted the revolution. there was a radical Nationalist, non-Communist wing--a state of opinion that was significant, but not organized. then, there was the wing that was allied with the Old Communists, led by Raul and Che (Che only became a critic of the Soviet Union two years later. in the early 60s he developed his critique). and, in short, their victory over the other political wings was critical.


neil davidson, the american civil war

(3): South as 'capitalist' -- conflict between two essentially capitlaist powers, distinguished by political regime and claims over territory. not because their ideologies expressed different means of organizing social relations.

(6): bourgeois-dem vs. (just) bourgeois -- at first, condition was that there be a revolutionary role played by the bourgeoisie; soon, though, it was perverted by the Comintern (adherence to bourgeoisie)

(7): St. De Croix -- MoP determined by surplus extraction central to ruling-class [NB: this is not the same as the Brenner definition, where it is about dependence of direct producer on market; here we have a wage-labour condition, of a particular kind]

(7): don't need agency of the bourgeoisie, for bourgeois revolution

(8): class struggle can take two forms -- within class system, but also with forces from without (some classes don't have the structural capacity to overthrow MoP, i.e.)

(12): three phases of BR. paradox is that as capitalism develops (though not in the countries where R happens, capitalists are less and less central. [but capitalists in ER?])
  1. Eng and UP -- already have capitalism, and revolution bascially from below overthrows absolutist State
  2. FR, where capitalist subordinate to feudalism, and bourgeoisie subordinate to absolutism
  3. Italian, German, Japanese, Canadian, where capitalist development mixed --impetus comes from within absolutist State
(13): Scotland and ACW as exceptions

(15): American War of Independence is not a BR -- it left slavery intact, after all. impeding development of capitalism.

(19): Am Slavery is not like the Second Serfdom. not the same distance from capitalism, quoting Blackburn (because it also takes in manufactured goods?)

(19): but there is the obvious fact of extensiveness, rather than technological change.

(21): Prussian Junkers were not like the Southern Planters; they were more vulnerable to serfs; Southern Planters had used racism to divide potential resistance. and incremental reform, like in Cuba and Brazil, were off-limits [why?]

(24): key--something less than a revolution was not possible in US because slavery was territorially concentrated and resistance was divided. this is why you had to have a Civil War--to defeat this condition of dual power.

Wednesday, May 4, 2011

luders, the civil rights movement and the logic of social change

(3): disruption costs

(3): concession costs

(5): 2x2 table, accomodators, vacillators, conformers, resisters

(10, 200): not just 'public opinion' leading to policy outcomes---need measure of attentiveness, as well as opposition (see below)

(11): third parties matter as well (cost assessment for them, as well, is relevant)

(15): imp--fixation on tactics, without taking costs/targets/third-parties into account, is misleading. though obviously tactics are relevant to the argument.

(21): three groups were 'resisters' in the context of the civil rights movement--plantation int, elected officials in 'black belt', and vulnerable white workers (p. 39-41--end of ND/populist alliances, shift alleigance to segregationists)

(25): for other whites, no 'real' costs [place to clarify place of non-material motivations--'Southern way of life']

(44): KKK members from l-clases

(52): very rapid pace of mechanization made landed elite less and less worried--declining concession costs

(57): interesting FN re: reformism--only for reformist movements, are subtle distinctions necessary

(58, 192): sum of relevant sectoral differences--those businesses that were relatively immobile, locally dependent, had brand name, needed continuous investment, were most vulnerable. manufacturing/uncompetitive/high-demand/don't need new investment[?] [all this might be worth refining, a bit. but the idea is spot-on]

(64): not business in general, that came around

(66): problem with use of petition signers [no sense of numbers in relation to proportion in economy, at large]

(72, see FN on 83): imp--there can be exceptions to the idea of rationally driven involvement, of course. but you don't theorize on the margins.

(108-112): case study summaries

(111): imp--political explanation of intransigence of 'Bull' Connor, rather than personality driven

(115, 192, 202): three factors, when considering what public officials have to way: 'public preferences,' attentiveness, and magnitude of countermobilization. all this requires you to think about nature of the demands, of course [but unless we're good at foregrounding what we mean by countermobilization, you risk pluralism, here; notable that in the conclusion this third factor becomes 'electoral significance' (business can drive gov't out of power, w/o electoral clout). depending on what you demand, you could get certain sectors quite livid--and they don't need to be 'well-organized', just 'well-funded. i think he would agree, but it could be clearer in the book]

(136): collective action problem, for businesses

(138): sum, school desegregation more difficult than voter registration, b/c of threat of electoral punishment (except in black belt, where both were very hard)

(144): sum, change in attitude of legislators and President were result of shifting disruption/concession costs, over time. there was barely any organized nonsouthern opposition, of course. the S. Democrats were the principal roadblock.

(147): good- not a veto points question; a 'political configuration' problem

(150): FDR shameful, not acting on lynching, excldusion of S. blacks from ND

(150): but, slowly, rise of voting block of blacks through out-migration changed everything

(156): Eisenhower intervenes in L. Rock, but didn't intervene in Texas before, remember. has to do with timing, electoral considerations

(161-163): JFK very little prestige, inconsistent supporter of civil rights in senate. picked LBJ, which stunned progressives. made call to release King in Georgia. but fundamentally vacillating, at this point (in the earl y1960s). one-third of his electoral college votes were from Southern States--concession costs were prohibitive.

(165): F. Rides, and inaction of JFK/RFK

(167): R. Kennedy surrendered principle for expedience, in F Rides

(168): JFK appointing reactionaries to bench

(170, 199): Birmingham April/May 1963as catalyst

(174, 185): key Republican legislators played a pivotal role; S. Democrats were losers

(179): business opposition non-existent

(182, 199): Selma March 1965 as catalyst

(186): we overlook political processes [but what's driving shifts in the pol process, as you yourself have shown, is the movement! he means something legitimate, of course, but the framing is all off]

Monday, May 2, 2011

tutu vanhanen, the process of democratization

(3-4): stress on 'objective environmental factors'--as power resources are better distributed, political structures likely to reflect this [makes sense--but an evolutionary model?!]

(40): Lipset hypothesis--more well-to-do (education, urbanization, etc.), more likely to sustain dem. Vanhanen saying, unlike Aristotle, Lipset forgets about condition of equality.

(41): moderately positive correlation between ec. development and dem. but causality is different story.

(42): Dahl mentioning that dispersal of means of violence/coercion necessary

(43): O'Donnel rebuttal to Lipset that modernization --> authoritarianism (but, of course, we've had redemocratization in the 80s, so this needs to be checked)

(44): Gastil and 'ideas' [hah]

(45): Linz and 'leaderhship's importance', parliamentarism/presidentialism, etc., etc.

(45): Huntington's several factors: (1) well-being; (2) absence of extreme inequalities; (3) pluralism;, w/ bourgoeisie; (4) market-oriented economy; (5): dem states?; (6): tolerant culture. but no testable hypothesis.

(45): Berg-Schlosser's agrarian structure--small-scale farming enables democratic structrues

(46): Diamond/Lipset/Linz offer no theory, just enumerate factors

(48): darwinian theory!?

(50-51): argument--concentration of power resources leads to autocratic structures [of course, all will depend on operationalization of 'power resources']. democracy is a compromise between competing groups of equal strength.

(52): the IPR

(56-57): imp-- concentrated landownership as barrier [see cited literature]. Vanhanen using 'family farms'

(61): a measure of economic centralization/decentralization -- means of production controlled by relatively independent groups (becomes public sector, foreign sector, concentrated private sector) [hmm]

(65): he gets his IPR by combining an IOD, IKD, and DER

(77-79); table of correlations, 1980 -- int. that many of the contradictory cases do become democracies, soon after

(88-92): account of changes through the 1980s, many of which support the general hypothesis here [clearly there is something to the claim, of course--but the question of specific causality is much murkier than he wants to make it seem]

(92): Pakistan contravenes hypothesis, not ready to be dem by IPR calc

(109): against ethnic cleavages/homogeneity as a meaningful variable